Addressing complications of intention-to-treat analysis in the combined presence of all-or-none treatment-noncompliance and subsequent missing outcomes

被引:267
作者
Frangakis, CE [1 ]
Rubin, DB [1 ]
机构
[1] Harvard Univ, Dept Stat, Cambridge, MA 02138 USA
基金
美国国家科学基金会;
关键词
compound exclusion restriction; intention-to-treat; latent ignorability; noncompliance; nonignorability; Rubin causal model;
D O I
10.1093/biomet/86.2.365
中图分类号
Q [生物科学];
学科分类号
07 ; 0710 ; 09 ;
摘要
We study the combined impact that all-or-none compliance and subsequent missing outcomes can have on the estimation of the intention-to-treat effect of assignment in randomised studies. In this setting, a standard analysis, which drops subjects with missing outcomes and ignores compliance information, can be biased for the intention-to-treat effect. To address all-or-none compliance that is followed by missing outcomes, we construct a new estimation procedure for the intention-to-treat effect that maintains good randomisation-based properties under more plausible, nonignorable noncompliance and nonignorable missing-outcome conditions: the 'compound exclusion restriction' on the effect of assignment and the 'latent ignorability' of the missing data mechanism. We present both theoretical results and a simulation study. Moreover, we show how the two key concepts of compound exclusion and latent ignorability are relevant in more complicated settings, such as right censoring of a time-to-event outcome.
引用
收藏
页码:365 / 379
页数:15
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