Super-efficiency and DEA sensitivity analysis

被引:170
作者
Zhu, J [1 ]
机构
[1] Worcester Polytech Inst, Dept Management, Worcester, MA 01609 USA
关键词
data envelopment analysis (DEA); efficiency; linear programming; sensitivity analysis; super-efficiency;
D O I
10.1016/S0377-2217(99)00433-6
中图分类号
C93 [管理学];
学科分类号
12 ; 1201 ; 1202 ; 120202 ;
摘要
This paper discusses and reviews the use of super-efficiency approach in data envelopment analysis (DEA) sensitivity analyses. It is shown that super-efficiency score can be decomposed into two data perturbation components of a particular test frontier decision making unit (DMU) and the remaining DMUs. As a result, DEA sensitivity analysis can be done in (1) a general situation where data for a test DMU and data for the remaining DMUs are allowed to vary simultaneously and unequally and (2) the worst-case scenario where the efficiency of the test DMU is deteriorating while the efficiencies of the other DMUs are improving. The sensitivity analysis approach developed in this paper can be applied to DMUs on the entire frontier and to all basic DEA models. Necessary and sufficient conditions for preserving a DMU's efficiency classification are developed when various data changes are applied to all DMUs; Possible infeasibility of super-efficiency DEA. models is only associated with extreme-efficient DMUs and indicates efficiency stability to data perturbations in all DMUs. (C) 2001 Elsevier Science B.V. All rights reserved.
引用
收藏
页码:443 / 455
页数:13
相关论文
共 23 条
[1]  
Ahn T., 1993, CREATIVE INNOVATIVE, V6, P191
[2]   A PROCEDURE FOR RANKING EFFICIENT UNITS IN DATA ENVELOPMENT ANALYSIS [J].
ANDERSEN, P ;
PETERSEN, NC .
MANAGEMENT SCIENCE, 1993, 39 (10) :1261-1265
[3]   SOME MODELS FOR ESTIMATING TECHNICAL AND SCALE INEFFICIENCIES IN DATA ENVELOPMENT ANALYSIS [J].
BANKER, RD ;
CHARNES, A ;
COOPER, WW .
MANAGEMENT SCIENCE, 1984, 30 (09) :1078-1092
[4]  
Chames A, 1984, ANN OPS RES, V2, P139, DOI DOI 10.1007/BF01874736
[5]   SENSITIVITY OF EFFICIENCY CLASSIFICATIONS IN THE ADDITIVE-MODEL OF DATA ENVELOPMENT ANALYSIS [J].
CHARNES, A ;
HAAG, S ;
JASKA, P ;
SEMPLE, J .
INTERNATIONAL JOURNAL OF SYSTEMS SCIENCE, 1992, 23 (05) :789-798
[6]   SENSITIVITY ANALYSIS OF THE ADDITIVE-MODEL IN DATA ENVELOPMENT ANALYSIS [J].
CHARNES, A ;
NERALIC, L .
EUROPEAN JOURNAL OF OPERATIONAL RESEARCH, 1990, 48 (03) :332-341
[7]   FOUNDATIONS OF DATA ENVELOPMENT ANALYSIS FOR PARETO-KOOPMANS EFFICIENT EMPIRICAL PRODUCTION-FUNCTIONS [J].
CHARNES, A ;
COOPER, WW ;
GOLANY, B ;
SEIFORD, L ;
STUTZ, J .
JOURNAL OF ECONOMETRICS, 1985, 30 (1-2) :91-107
[8]   MEASURING EFFICIENCY OF DECISION-MAKING UNITS [J].
CHARNES, A ;
COOPER, WW ;
RHODES, E .
EUROPEAN JOURNAL OF OPERATIONAL RESEARCH, 1978, 2 (06) :429-444
[9]   Sensitivity and stability of efficiency classifications in data envelopment analysis [J].
Charnes, A ;
Roussea, JJ ;
Semple, JH .
JOURNAL OF PRODUCTIVITY ANALYSIS, 1996, 7 (01) :5-18
[10]  
Charnes A., 1994, DATA ENVELOPMENT ANA