Legislative Rules, Nonlegislative Rules, and the Perils of the Short Cut

被引:1
作者
Franklin, David L. [1 ]
机构
[1] Depaul Univ, Coll Law, Chicago, IL 60604 USA
关键词
RULEMAKING; RETHINKING; DEFERENCE; CHOICE; MEAD;
D O I
暂无
中图分类号
D9 [法律]; DF [法律];
学科分类号
0301 ;
摘要
Courts have long struggled to distinguish legislative rules which are designed to have binding legal effect and must go through the rulemaking procedure known as notice and comment, from nonlegislative rules, which are not meant to have binding legal effect and are exempted from nonce and comment The distinction has been called tenuous, baffling," and enshrouded in considerable smog What is just as baffling is that prominent commentators such as John Manning, William Funk, Donald Elliott and Jacob Gersen have proposed a simple solution to the problem and courts have failed to take them up on it Rather than inquiring into a rule s nature or effects to decide whether it must undergo nonce and comment, these commentators urge, courts should turn the question inside-out and ask whether the rule has undergone notice and comment in order to determine whether it can be made legally binding This proposal which I call the short cut, would economize on judicial decision costs Moreover, its proponents say, it would not reduce oversight of the administrative process, because agencies would often opt to submit their rules to nonce and comment ex ante in order to ensure that they are treated as legally binding ex post Lately, proponents of the short cut such as Manning and Gersen have argued that their position is strengthened by the Supreme Court's 2001 Mead decision, which presumptively disqualifies nonlegislative rules from Chevron deference This Article explains not only why judges have resisted the short cut, but also why they have been wise to do so It argues that caution is warranted for three reasons the short cut inadequately protects the Interests of those persons, particularly regulatory beneficiaries, whose interests are affected by deregulatory or permissive agency pronouncements, it stands in tension with the longstanding principle that agencies may choose to announce new policy through either adjudication or rulemaking, and it ignores important differences between public scrutiny at the promulgation stage and heightened judicial scrutiny at the enforcement stage Nor, I argue, does the Mead decision lend decisive force to the arguments in favor of the short cut, because nonlegislative rules are often accorded substantial deference in practice These in short, are the perils of the short cut
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页码:278 / +
页数:50
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