A generalized data envelopment analysis model: A unification and extension of existing methods for efficiency analysis of decision making units

被引:76
作者
Yu, G
Wei, QL
Brockett, P
机构
[1] UNIV TEXAS,GRAD SCH BUSINESS,DEPT MSIS,AUSTIN,TX 78712
[2] PEOPLES UNIV CHINA,INST OPERAT RES & MATH ECON,BEIJING 100872,PEOPLES R CHINA
[3] UNIV TEXAS,CTR CYBERNET STUDIES,AUSTIN,TX 78712
[4] UNIV TEXAS,DEPT FINANCE,AUSTIN,TX 78712
关键词
data envelopment analysis; efficient production frontier; multiple input/output decision making; production possibility set;
D O I
10.1007/BF02125452
中图分类号
C93 [管理学]; O22 [运筹学];
学科分类号
070105 ; 12 ; 1201 ; 1202 ; 120202 ;
摘要
In this paper, we introduce a generalized Data Envelopment Analysis (DEA) model which unifies and extends most of the well-known DEA models developed over the past fifteen years and points the way to new models. By setting three binary parameters of this model to different values, we obtain subclasses of the DEA models with general K cone and W cone descriptions to represent the evaluator's preferences for the Decision Making Units (DMU) and the input/output categories. We also show relationships among the various different subclasses of the generalized DEA model and give special attention to efficiency definitions and solutions. Furthermore, we state and rigorously prove the equivalence between DEA efficiency and the nondominated solutions of a corresponding multiobjective program. This latter result is especially important for understanding and interpreting the concept of efficiency. Detailed examples are also presented to demonstrate the functions of K cone and W cone, as well as their characteristics.
引用
收藏
页码:47 / 89
页数:43
相关论文
共 18 条
[1]   SOME MODELS FOR ESTIMATING TECHNICAL AND SCALE INEFFICIENCIES IN DATA ENVELOPMENT ANALYSIS [J].
BANKER, RD ;
CHARNES, A ;
COOPER, WW .
MANAGEMENT SCIENCE, 1984, 30 (09) :1078-1092
[2]   RELATIONS BETWEEN HALF-SPACE AND FINITELY GENERATED CONES IN POLYHEDRAL CONE-RATIO DEA MODELS [J].
CHARNES, A ;
COOPER, WW ;
HUANG, ZM ;
SUN, DB .
INTERNATIONAL JOURNAL OF SYSTEMS SCIENCE, 1991, 22 (11) :2057-2077
[3]   CONE RATIO DATA ENVELOPMENT ANALYSIS AND MULTI-OBJECTIVE PROGRAMMING [J].
CHARNES, A ;
COOPER, WW ;
WEI, QL ;
HUANG, ZM .
INTERNATIONAL JOURNAL OF SYSTEMS SCIENCE, 1989, 20 (07) :1099-1118
[4]   FUNDAMENTAL THEOREMS OF NONDOMINATED SOLUTIONS ASSOCIATED WITH CONES IN NORMED LINEAR-SPACES [J].
CHARNES, A ;
COOPER, WW ;
WEI, QL ;
HUANG, ZM .
JOURNAL OF MATHEMATICAL ANALYSIS AND APPLICATIONS, 1990, 150 (01) :54-78
[5]   FOUNDATIONS OF DATA ENVELOPMENT ANALYSIS FOR PARETO-KOOPMANS EFFICIENT EMPIRICAL PRODUCTION-FUNCTIONS [J].
CHARNES, A ;
COOPER, WW ;
GOLANY, B ;
SEIFORD, L ;
STUTZ, J .
JOURNAL OF ECONOMETRICS, 1985, 30 (1-2) :91-107
[6]   POLYHEDRAL CONE-RATIO DEA MODELS WITH AN ILLUSTRATIVE APPLICATION TO LARGE COMMERCIAL-BANKS [J].
CHARNES, A ;
COOPER, WW ;
HUANG, ZM ;
SUN, DB .
JOURNAL OF ECONOMETRICS, 1990, 46 (1-2) :73-91
[7]   MEASURING EFFICIENCY OF DECISION-MAKING UNITS [J].
CHARNES, A ;
COOPER, WW ;
RHODES, E .
EUROPEAN JOURNAL OF OPERATIONAL RESEARCH, 1978, 2 (06) :429-444
[8]  
Charnes A., 1990, 656 CCS U TEX AUST
[9]  
Charnes A., 1962, Naval Research Logistics Quarterly, V9, P181, DOI DOI 10.1002/NAV.3800090303
[10]  
Charnes A., 1984, Ann. Oper. Res, V2, P59, DOI [10.1007/BF01874733, DOI 10.1007/BF01874733]