Electronic surface states and miniband structure of superlattices with multiple layers per period

The electronic structure of a semi-infinite complex-basis superlattice (SL) with N layers per period is investigated, with emphasis placed on the effect of the SL surface (i.e., the SL/substrate interface). The bulk dispersion relation as well as the energy expression and existence condition for surface states are derived using the transfer-matrix method within an envelope-function approximation. Some common properties of a symmetric termination of the SL potential (i.e., when the substrate is identical to the last layer of the SL basis) are discussed and it is shown that-contrary to binary SL's-surface states can appear in complex-basis SL's also without perturbing the SL potential at the surface. These general results are illustrated by application to GaAs/AlxGa1-xAs SL's with four-layer (two-well and two-barrier) bases.