ANALYSIS OF TUNNELING MEASUREMENT OF ELECTRONIC SELF-ENERGIES DUE TO INTERACTIONS OF ELECTRONS AND HOLES WITH OPTICAL PHONONS IN SEMICONDUCTORS

The electronic self-energies in degenerate semiconductors due to interactions of electrons and holes with optical and local-mode phonons (of energy ω0) are evaluated using second-order perturbation theory. Both (screened) polar and deformation-potential interactions are considered, as are the effects of optical-phonon dispersion: ω(q)=ω0-αq2. One-electron models of tunneling in metal-oxide-semiconductor junctions are constructed. Their consequences are investigated numerically for indium-SiO2-silicon junctions. The results of these calculations are parametrized by simple models of the barrier penetration factor for use in evaluating fine structure at eV≅±ω0 due to electron-phonon interactions. The transfer-Hamiltonian model is utilized to classify such fine structure as due to either inelastic tunneling processes or (electrode) self-energy effects. The analytical and experimental distinction between these two types of effects is described. The combined model obtained using second-order self-energies characteristic of the semiconductor electrode and simplified approximate barrier penetration factors is utilized to interpret experimental data on indium-SiO2-silicon and Au-CdS junctions. The satisfactory description of these data suggests that d2IdV2 measurements on junctions in which one electrode is a very heavily doped semiconductor can provide a direct experimental determination of the energy-shell electronic self-energies in the semiconductor electrode. © 1969 The American Physical Society.